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Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Update Rule Cross-References and Make Non-Substantive Technical Changes to Certain FINRA Rules

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: July 14, 2016

Resources

Notice Rule: SEC Issued Version (pdf 175.15 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

Aug. 10, 2016

File Number

SR-FINRA-2016-026

Rule Type

Notice

Release Number

34-78327

SEC Issue Date

July 14, 2016

Federal Register Publish Date

July 20, 2016

Document Citation

81 FR 47229

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Update Rule Cross-References and Make Non-Substantive Technical Changes to Certain FINRA Rules

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Update Rule Cross-References and Make Non-Substantive Technical Changes to Certain FINRA Rules

Resources

Details