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Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Implementation of FINRA Rule 4240 (Margin Requirements for Credit Default Swaps)

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: June 28, 2016

Resources

Notice Rule: SEC Issued Version (pdf 111.19 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

July 26, 2016

File Number

SR-FINRA-2016-020

Rule Type

Notice

Release Number

34-78182

SEC Issue Date

June 28, 2016

Federal Register Publish Date

July 5, 2016

Document Citation

81 FR 43690

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Implementation of FINRA Rule 4240 (Margin Requirements for Credit Default Swaps)

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Implementation of FINRA Rule 4240 (Margin Requirements for Credit Default Swaps)

Resources

Details