Notice Rule

Notice of Filing of Partial Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change Amending FINRA Rules 2210 (Communications With the Public), 2213 (Requirements for the Use of Bond Mutual Fund Volatility Ratings), and 2214 (Requirements for the Use of Investment Analysis Tools), as Modified by Partial Amendment No. 1

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Title
Notice of Filing of Partial Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change Amending FINRA Rules 2210 (Communications With the Public), 2213 (Requirements for the Use of Bond Mutual Fund Volatility Ratings), and 2214 (Req
Release Number
34-78823
SEC Issue Date
Federal Register Publish Date
Document Citation

81 FR 64240

Resources

Notice Rule: SEC Issued Version (pdf 236.73 KB)
Notice Rule: Federal Register Version
Exhibit 5
Rel. No. 34-78026

Last Reviewed or Updated: Sept. 13, 2016