Notice Rule

Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change Amending Rule 12904 (Awards) of the Code of Arbitration Procedure for Customer Disputes and Rule 13904 (Awards) of the Code of Arbitration Procedure for Industry Disputes To Permit Award Offsets in Arbitration, as Modified by Amendment No. 1

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Title
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change Amending Rule 12904 (Awards) of the Code of Arbitration Procedure for Customer Disputes and Rule 13904 (Awards) of the Code of Arbitration Procedure for
Release Number
34-78557
SEC Issue Date
Federal Register Publish Date
Document Citation

81 FR 54901

Resources

Notice Rule: SEC Issued Version (pdf 172.44 KB)
Notice Rule: Federal Register Version
Rel. No. 34-77844

Last Reviewed or Updated: Aug. 11, 2016