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Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend FINRA Rule 6184 (Transactions in Exchange-Traded Managed Fund Shares ("NextShares"))

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: April 4, 2016

Resources

Notice Rule: SEC Issued Version (pdf 237.3 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

April 29, 2016

File Number

SR-FINRA-2016-012

Rule Type

Notice

Release Number

34-77505

SEC Issue Date

April 4, 2016

Federal Register Publish Date

April 8, 2016

Document Citation

81 FR 20714

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend FINRA Rule 6184 (Transactions in Exchange-Traded Managed Fund Shares ("NextShares"))

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend FINRA Rule 6184 (Transactions in Exchange-Traded Managed Fund Shares ("NextShares"))

Resources

Details