Notice Rule

Order Approving a Proposed Rule Change To Require Registration as Securities Traders of Associated Persons Primarily Responsible for the Design, Development, Significant Modification of Algorithmic Trading Strategies or Responsible for the Day-to-Day Supervision of Such Activities

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Title
Order Approving a Proposed Rule Change To Require Registration as Securities Traders of Associated Persons Primarily Responsible for the Design, Development, Significant Modification of Algorithmic Trading Strategies or Responsible for the Day-to-Day Supe
Release Number
34-77551
SEC Issue Date
Federal Register Publish Date
Document Citation

81 FR 21914

Resources

Order Rule: SEC Issued Version (pdf 103.05 KB)
Order Rule: Federal Register Version
Rel. No. 34-77175

Last Reviewed or Updated: April 7, 2016