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Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Implementation Date of the "No-Remuneration" Indicator

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Public Comments

View Received Comments

Last Reviewed or Updated: Feb. 2, 2016

Resources

Notice Rule: SEC Issued Version (pdf 32.9 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Feb. 29, 2016

File Number

SR-FINRA-2016-003

Rule Type

Notice

Release Number

34-77015

SEC Issue Date

Feb. 2, 2016

Federal Register Publish Date

Feb. 8, 2016

Document Citation

81 FR 6555

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Implementation Date of the "No-Remuneration" Indicator

Public Comments

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Implementation Date of the "No-Remuneration" Indicator

Public Comments

Resources

Details