Skip to search field Skip to main content

Official websites use .gov
A .gov website belongs to an official government organization in the United States.

Secure .gov websites use HTTPS
A lock () or https:// means you’ve safely connected to the .gov website. Share sensitive information only on official, secure websites.

Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Alternative Trading System Volume and Trading Information

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: Jan. 19, 2016

Resources

Notice Rule: SEC Issued Version (pdf 235.83 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

Feb. 16, 2016

File Number

SR-FINRA-2016-002

Rule Type

Notice

Release Number

34-76931

SEC Issue Date

Jan. 19, 2016

Federal Register Publish Date

Jan. 25, 2016

Document Citation

81 FR 4076

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Alternative Trading System Volume and Trading Information

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Alternative Trading System Volume and Trading Information

Resources

Details