Notice Rule

Order Approving Proposed Rule Change to Adopt FINRA Rule 2273 (Educational Communication Related to Recruitment Practices and Account Transfers)

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Title

Release Number

34-77430

SEC Issue Date

March 23, 2016

Federal Register Publish Date

March 29, 2016

Document Citation

81 FR 17513

Last Reviewed or Updated: March 23, 2016

Resources

File Number

SR-FINRA-2015-057

Rule Type

Notice

Release Number

34-76757

SEC Issue Date

Dec. 23, 2015

Federal Register Publish Date

Dec. 30, 2015

Document Citation

80 FR 81590