Order Rule

Order Approving a Proposed Rule Change To Adopt FINRA Rule 2030 and FINRA Rule 4580 To Establish "Pay-To-Play" and Related Rules

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Title

Notice of Filing of a Proposed Rule Change To Adopt FINRA Rule 2030 and FINRA Rule 4580 To Establish "Pay-To-Play" and Related Rules

Release Number

34-76767

SEC Issue Date

Dec. 24, 2015

Federal Register Publish Date

Dec. 30, 2015

Document Citation

80 FR 81650

Resources

Notice Rule: SEC Issued Version (pdf 289.59 KB)

Notice Rule: Federal Register Version

Rel. No. 34-78683

View Received Comments

Title

Order Approving a Proposed Rule Change To Adopt FINRA Rule 2030 and FINRA Rule 4580 To Establish "Pay-To-Play" and Related Rules

Release Number

34-78683

SEC Issue Date

Aug. 25, 2016

Federal Register Publish Date

Aug. 31, 2016

Document Citation

81 FR 60051

Resources

Order Rule: SEC Issued Version (pdf 399.87 KB)

Order Rule: Federal Register Version

Rel. No. 34-77465

Rel. No. 34-76767

Last Reviewed or Updated: Aug. 25, 2016

Resources

Order Rule: SEC Issued Version (pdf 227.31 KB)

Order Rule: Federal Register Version

Rel. No. 34-78683

Rel. No. 34-76767

Details

File Number

SR-FINRA-2015-056

Rule Type

Order

Release Number

34-77465

SEC Issue Date

March 29, 2016

Federal Register Publish Date

April 4, 2016

Document Citation

81 FR 19260

Rules & Regulations

Enforcement & Litigation

Compliance

Order Approving a Proposed Rule Change To Adopt FINRA Rule 2030 and FINRA Rule 4580 To Establish "Pay-To-Play" and Related Rules

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Order Approving a Proposed Rule Change To Adopt FINRA Rule 2030 and FINRA Rule 4580 To Establish "Pay-To-Play" and Related Rules

Notice Rule (34-76767)

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Order Rule (34-78683)

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