Skip to search field Skip to main content

Official websites use .gov
A .gov website belongs to an official government organization in the United States.

Secure .gov websites use HTTPS
A lock () or https:// means you’ve safely connected to the .gov website. Share sensitive information only on official, secure websites.

Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 7620A Relating to FINRA/Nasdaq Trade Reporting Facility Fees

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: Dec. 4, 2015

Resources

Notice Rule: SEC Issued Version (pdf 199.29 KB)

Notice Rule: Federal Register Version

Exhibit 3

Exhibit 5

Details

Public Comments Due

Dec. 31, 2015

File Number

SR-FINRA-2015-053

Rule Type

Notice

Release Number

34-76556

SEC Issue Date

Dec. 4, 2015

Federal Register Publish Date

Dec. 10, 2015

Document Citation

80 FR 76724

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 7620A Relating to FINRA/Nasdaq Trade Reporting Facility Fees

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 7620A Relating to FINRA/Nasdaq Trade Reporting Facility Fees

Resources

Details