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Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Mandatory Participation in Business Continuity and Disaster Recovery Testing Under Regulation SCI

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: Nov. 5, 2015

Resources

Notice Rule: SEC Issued Version (pdf 38.48 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

21 days after publication in the Federal Register

File Number

SR-FINRA-2015-046

Rule Type

Notice

Release Number

34-76360

SEC Issue Date

Nov. 5, 2015

Federal Register Publish Date

Nov. 12, 2015

Document Citation

80 FR 70042

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Mandatory Participation in Business Continuity and Disaster Recovery Testing Under Regulation SCI

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Mandatory Participation in Business Continuity and Disaster Recovery Testing Under Regulation SCI

Resources

Details