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Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish an Examination Fee for the Securities Trader Qualification Examination (Series 57)

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: Nov. 9, 2015

Resources

Notice Rule: SEC Issued Version (pdf 117.46 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Dec. 8, 2015

File Number

SR-FINRA-2015-044

Rule Type

Notice

Release Number

34-76391

SEC Issue Date

Nov. 9, 2015

Federal Register Publish Date

Nov. 16, 2015

Document Citation

80 FR 70862

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish an Examination Fee for the Securities Trader Qualification Examination (Series 57)

Resources

Details

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Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish an Examination Fee for the Securities Trader Qualification Examination (Series 57)

Resources

Details