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Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Reporting of OTC Transactions in Exchange-Traded Managed Fund Shares (NextShares) to FINRA

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: Oct. 21, 2015

Resources

Notice Rule: SEC Issued Version (pdf 194.13 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Nov. 17, 2015

File Number

SR-FINRA-2015-043

Rule Type

Notice

Release Number

34-76213

SEC Issue Date

Oct. 21, 2015

Federal Register Publish Date

Oct. 27, 2015

Document Citation

80 FR 65838

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Reporting of OTC Transactions in Exchange-Traded Managed Fund Shares (NextShares) to FINRA

Resources

Details

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Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Reporting of OTC Transactions in Exchange-Traded Managed Fund Shares (NextShares) to FINRA

Resources

Details