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Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the New Securities Trader Qualification Examination (Series 57)

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: Oct. 19, 2015

Resources

Notice Rule: SEC Issued Version (pdf 43.55 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Nov. 13, 2015

File Number

SR-FINRA-2015-042

Rule Type

Notice

Release Number

34-76188

SEC Issue Date

Oct. 19, 2015

Federal Register Publish Date

Oct. 23, 2015

Document Citation

80 FR 64456

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the New Securities Trader Qualification Examination (Series 57)

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the New Securities Trader Qualification Examination (Series 57)

Resources

Details