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Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule To Establish Fees for Funding Portals

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: Oct. 22, 2015

Resources

Notice Rule: SEC Issued Version (pdf 111.27 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Nov. 18, 2015

File Number

SR-FINRA-2015-041

Rule Type

Notice

Release Number

34-76238

SEC Issue Date

Oct. 22, 2015

Federal Register Publish Date

Oct. 28, 2015

Document Citation

80 FR 66341

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule To Establish Fees for Funding Portals

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of a Proposed Rule To Establish Fees for Funding Portals

Resources

Details