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Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Submission of "Clearing-Only, Non-Regulatory Reports" to the FINRA Equity Trade Reporting Facilities

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: Sept. 30, 2015

Resources

Notice Rule: SEC Issued Version (pdf 52.49 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

Oct. 27, 2015

File Number

SR-FINRA-2015-035

Rule Type

Notice

Release Number

34-76061

SEC Issue Date

Sept. 30, 2015

Federal Register Publish Date

Oct. 6, 2015

Document Citation

80 FR 60421

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Submission of "Clearing-Only, Non-Regulatory Reports" to the FINRA Equity Trade Reporting Facilities

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Submission of "Clearing-Only, Non-Regulatory Reports" to the FINRA Equity Trade Reporting Facilities

Resources

Details