Notice Rule

Order Approving a Proposed Rule Change To Amend FINRA Rule 0150 To Apply FINRA Rule 2121 and its Supplementary Material .01 and .02 to Transactions in Exempted Securities That Are Government Securities

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Title

Release Number

34-76639

SEC Issue Date

Dec. 14, 2015

Federal Register Publish Date

Dec. 18, 2015

Document Citation

80 FR 79112

Resources

Order Rule: SEC Issued Version (pdf 100.09 KB)

Order Rule: Federal Register Version

Rel. No. 34-76059

Last Reviewed or Updated: Dec. 14, 2015

Resources

Notice Rule: SEC Issued Version (pdf 47.82 KB)

Notice Rule: Federal Register Version

Exhibit 2

Details

File Number

SR-FINRA-2015-033

Rule Type

Notice

Release Number

34-76059

SEC Issue Date

Sept. 30, 2015

Federal Register Publish Date

Oct. 6, 2015

Document Citation

80 FR 60416

Rules & Regulations

Enforcement & Litigation

Compliance

Order Approving a Proposed Rule Change To Amend FINRA Rule 0150 To Apply FINRA Rule 2121 and its Supplementary Material .01 and .02 to Transactions in Exempted Securities That Are Government Securities

Resources

Resources

Details

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Order Approving a Proposed Rule Change To Amend FINRA Rule 0150 To Apply FINRA Rule 2121 and its Supplementary Material .01 and .02 to Transactions in Exempted Securities That Are Government Securities

Order Rule (34-76639)

Resources

Resources

Details