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Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt FINRA Rule 3280 (Private Securities Transactions of an Associated Person) in the Consolidated FINRA Rulebook

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: Aug. 25, 2015

Resources

Notice Rule: SEC Issued Version (pdf 52.21 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Sept. 21, 2015

File Number

SR-FINRA-2015-030

Rule Type

Notice

Release Number

34-75757

SEC Issue Date

Aug. 25, 2015

Federal Register Publish Date

Aug. 31, 2015

Document Citation

80 FR 52530

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt FINRA Rule 3280 (Private Securities Transactions of an Associated Person) in the Consolidated FINRA Rulebook

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt FINRA Rule 3280 (Private Securities Transactions of an Associated Person) in the Consolidated FINRA Rulebook

Resources

Details