Notice Rule

Order Approving Proposed Rule Change To Adopt FINRA Rule 3210 (Accounts at Other Broker-Dealers and Financial Institutions), as Modified by Partial Amendment No. 1 and Partial Amendment No. 2, in the Consolidated FINRA Rulebook

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Title
Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change To Adopt FINRA Rule 3210 (Accounts at Other Broker-Dealers and Financial Institutions), as Modified by Partial Amendment No. 1, in the Consolidated FINRA Rule
Release Number
34-76430
SEC Issue Date
Federal Register Publish Date
Document Citation

80 FR 72118

Resources

Order Rule: SEC Issued Version (pdf 228.33 KB)
Order Rule: Federal Register Version
Rel. No. 34-77550
Rel. No. 34-77103
Rel. No. 34-75655

Title
Order Approving Proposed Rule Change To Adopt FINRA Rule 3210 (Accounts at Other Broker-Dealers and Financial Institutions), as Modified by Partial Amendment No. 1 and Partial Amendment No. 2, in the Consolidated FINRA Rulebook
Release Number
34-77550
SEC Issue Date
Federal Register Publish Date
Document Citation

81 FR 21924

Resources

Order Rule: SEC Issued Version (pdf 159.43 KB)
Order Rule: Federal Register Version
Rel. No. 34-77103
Rel. No. 34-76430
Rel. No. 34-75655

Last Reviewed or Updated: April 7, 2016