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Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Update Rule Cross-References and Make Non-Substantive Technical Changes to Certain FINRA Rules

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: July 30, 2015

Resources

Notice Rule: SEC Issued Version (pdf 169.9 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Aug. 26, 2015

File Number

SR-FINRA-2015-027

Rule Type

Notice

Release Number

34-75560

SEC Issue Date

July 30, 2015

Federal Register Publish Date

Aug. 5, 2015

Document Citation

80 FR 46630

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Update Rule Cross-References and Make Non-Substantive Technical Changes to Certain FINRA Rules

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Update Rule Cross-References and Make Non-Substantive Technical Changes to Certain FINRA Rules

Resources

Details