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Notice Rule

Order Approving a Proposed Rule Change To Establish the Securities Trader and Securities Trader Principal Registration Categories

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Title

Order Approving a Proposed Rule Change To Establish the Securities Trader and Securities Trader Principal Registration Categories

Release Number

34-75783

SEC Issue Date

Aug. 28, 2015

Federal Register Publish Date

Sept. 3, 2015

Document Citation

80 FR 53369

Resources

Order Rule: SEC Issued Version (pdf 98.35 KB)

Order Rule: Federal Register Version

Rel. No. 34-75394

Last Reviewed or Updated: Aug. 28, 2015

Resources

Notice Rule: SEC Issued Version (pdf 129.64 KB)

Notice Rule: Federal Register Version

Rel. No. 34-75783

Details

File Number

SR-FINRA-2015-017

Rule Type

Notice

Release Number

34-75394

SEC Issue Date

July 8, 2015

Federal Register Publish Date

July 14, 2015

Document Citation

80 FR 41119