Skip to search field Skip to main content

Official websites use .gov
A .gov website belongs to an official government organization in the United States.

Secure .gov websites use HTTPS
A lock () or https:// means you’ve safely connected to the .gov website. Share sensitive information only on official, secure websites.

Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Section 4(c) of Schedule A to the FINRA By-Laws To Increase Qualification Examination Fees

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: March 24, 2015

Resources

Notice Rule: SEC Issued Version (pdf 53.56 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

April 20, 2015

File Number

SR-FINRA-2015-006

Rule Type

Notice

Release Number

34-74568

SEC Issue Date

March 24, 2015

Federal Register Publish Date

March 30, 2015

Document Citation

80 FR 16713

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Section 4(c) of Schedule A to the FINRA By-Laws To Increase Qualification Examination Fees

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Section 4(c) of Schedule A to the FINRA By-Laws To Increase Qualification Examination Fees

Resources

Details