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Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt FINRA Rule 4517 (Member Filing and Contact Information Requirements) in the Consolidated FINRA Rulebook

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: Feb. 23, 2015

Resources

Notice Rule: SEC Issued Version (pdf 119.24 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

March 20, 2015

File Number

SR-FINRA-2015-004

Rule Type

Notice

Release Number

34-74349

SEC Issue Date

Feb. 23, 2015

Federal Register Publish Date

Feb. 27, 2015

Document Citation

80 FR 10733

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt FINRA Rule 4517 (Member Filing and Contact Information Requirements) in the Consolidated FINRA Rulebook

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt FINRA Rule 4517 (Member Filing and Contact Information Requirements) in the Consolidated FINRA Rulebook

Resources

Details