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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Revise the Implementation Date for the Supplemental Inventory Schedule Approved Pursuant to SR-FINRA-2014-025

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Public Comments

Submit a Comment on SR-FINRA-2014-044

Last Reviewed or Updated: Oct. 21, 2014

Resources

Notice Rule: SEC Issued Version (pdf 21.32 KB)

Details

Public Comments Due

Nov. 17, 2014

File Number

SR-FINRA-2014-044

Rule Type

Notice

Release Number

34-73392

SEC Issue Date

Oct. 21, 2014

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Revise the Implementation Date for the Supplemental Inventory Schedule Approved Pursuant to SR-FINRA-2014-025

Public Comments

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Revise the Implementation Date for the Supplemental Inventory Schedule Approved Pursuant to SR-FINRA-2014-025

Public Comments

Resources

Details