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Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt as Permanent the Limited Fee Waiver Pilot Program Pursuant to FINRA Rule 7730

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Public Comments

Submit a Comment on SR-FINRA-2014-043

Last Reviewed or Updated: Oct. 9, 2014

Resources

Notice Rule: SEC Issued Version (pdf 36.75 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

Nov. 6, 2014

File Number

SR-FINRA-2014-043

Rule Type

Notice

Release Number

34-73332

SEC Issue Date

Oct. 9, 2014

Federal Register Publish Date

Oct. 16, 2014

Document Citation

79 FR 62221

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt as Permanent the Limited Fee Waiver Pilot Program Pursuant to FINRA Rule 7730

Public Comments

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt as Permanent the Limited Fee Waiver Pilot Program Pursuant to FINRA Rule 7730

Public Comments

Resources

Details