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Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Implementation Date of Market Participant Identifier Requirements for Alternative Trading Systems

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Public Comments

Submit a Comment on SR-FINRA-2014-042

Last Reviewed or Updated: Oct. 10, 2014

Resources

Notice Rule: SEC Issued Version (pdf 54.56 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Nov. 7, 2014

File Number

SR-FINRA-2014-042

Rule Type

Notice

Release Number

34-73340

SEC Issue Date

Oct. 10, 2014

Federal Register Publish Date

Oct. 17, 2014

Document Citation

79 FR 62500

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Implementation Date of Market Participant Identifier Requirements for Alternative Trading Systems

Public Comments

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Implementation Date of Market Participant Identifier Requirements for Alternative Trading Systems

Public Comments

Resources

Details