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Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Revise the Operative Date for Deletion of Rule 7740 Pursuant to SR-FINRA-2014-032

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Public Comments

Submit a Comment on SR-FINRA-2014-040

Last Reviewed or Updated: Oct. 7, 2014

Resources

Notice Rule: SEC Issued Version (pdf 50.7 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Nov. 5, 2014

File Number

SR-FINRA-2014-040

Rule Type

Notice

Release Number

34-73316

SEC Issue Date

Oct. 7, 2014

Federal Register Publish Date

Oct. 15, 2014

Document Citation

79 FR 61913

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Revise the Operative Date for Deletion of Rule 7740 Pursuant to SR-FINRA-2014-032

Public Comments

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Revise the Operative Date for Deletion of Rule 7740 Pursuant to SR-FINRA-2014-032

Public Comments

Resources

Details