Notice Rule

Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Adoption of FINRA Rule 3110(e) (Responsibility of Member To Investigate Applicants for Registration) in the Consolidated FINRA Rulebook

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Title
Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Adoption of FINRA Rule 3110(e) (Responsibility of Member To Investigate Applicants for Registration) in the Consolidated FINRA Rulebook
Release Number
34-73966
SEC Issue Date
Federal Register Publish Date
Document Citation

80 FR 546

Resources

Order Rule: SEC Issued Version (pdf 82.1 KB)
Order Rule: Federal Register Version
Rel. No. 34-73238

Last Reviewed or Updated: Dec. 30, 2014