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Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Revise the Series 23 Examination Program

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: Aug. 5, 2014

Resources

Notice Rule: SEC Issued Version (pdf 46.75 KB)

Notice Rule: Federal Register Version

Exhibit 3A

Details

Public Comments Due

Sept. 2, 2014

File Number

SR-FINRA-2014-034

Rule Type

Notice

Release Number

34-72765

SEC Issue Date

Aug. 5, 2014

Federal Register Publish Date

Aug. 11, 2014

Document Citation

79 FR 46898

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Revise the Series 23 Examination Program

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Revise the Series 23 Examination Program

Resources

Details