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Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 7710 Relating to Fees for the OTC Reporting Facility and Delete Rule 7740 Relating to Historical Research and Administrative Reports

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: July 11, 2014

Resources

Notice Rule: SEC Issued Version (pdf 97.55 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

Aug. 7, 2014

File Number

SR-FINRA-2014-032

Rule Type

Notice

Release Number

34-72595

SEC Issue Date

July 11, 2014

Federal Register Publish Date

July 17, 2014

Document Citation

79 FR 41711

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 7710 Relating to Fees for the OTC Reporting Facility and Delete Rule 7740 Relating to Historical Research and Administrative Reports

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 7710 Relating to Fees for the OTC Reporting Facility and Delete Rule 7740 Relating to Historical Research and Administrative Reports

Resources

Details