Notice Rule

Order Approving Proposed Rule Change To Amend the Code of Arbitration Procedure for Customer Disputes and the Code of Arbitration Procedure for Industry Disputes To Increase Arbitrator Honoraria and Increase Certain Arbitration Fees and Surcharges

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Title

Release Number

34-73245

SEC Issue Date

Sept. 29, 2014

Federal Register Publish Date

Oct. 3, 2014

Document Citation

79 FR 59876

Resources

Order Rule: SEC Issued Version (pdf 99.18 KB)

Order Rule: Federal Register Version

Rel. No. 34-72479

Last Reviewed or Updated: Sept. 29, 2014

Resources

Notice Rule: SEC Issued Version (pdf 95.83 KB)

Notice Rule: Federal Register Version

Rel. No. 34-73245

Details

File Number

SR-FINRA-2014-026

Rule Type

Notice

Release Number

34-72479

SEC Issue Date

June 26, 2014

Federal Register Publish Date

July 2, 2014

Document Citation

79 FR 37786

Rules & Regulations

Enforcement & Litigation

Compliance

Order Approving Proposed Rule Change To Amend the Code of Arbitration Procedure for Customer Disputes and the Code of Arbitration Procedure for Industry Disputes To Increase Arbitrator Honoraria and Increase Certain Arbitration Fees and Surcharges

Resources

Resources

Details

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Order Approving Proposed Rule Change To Amend the Code of Arbitration Procedure for Customer Disputes and the Code of Arbitration Procedure for Industry Disputes To Increase Arbitrator Honoraria and Increase Certain Arbitration Fees and Surcharges

Order Rule (34-73245)

Resources

Resources

Details