Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt FINRA Rule 2121 (Fair Prices and Commissions), Supplementary Material .01 (Mark-Up Policy) and Supplementary Material .02 (Additional Mark-Up Policy For Transactions in Debt Securities, Except Municipal Securities) in the Consolidated FINRA Rulebook

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: May 21, 2014

Resources

Public Comments Due

June 18, 2014

File Number

SR-FINRA-2014-023

Rule Type

Notice

Release Number

34-72208

SEC Issue Date

May 21, 2014

Federal Register Publish Date

May 28, 2014

Document Citation

79 FR 30675