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Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Update Rule Cross-References and Make Non-Substantive Technical Changes to Certain FINRA Rules

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: April 4, 2014

Resources

Notice Rule: SEC Issued Version (pdf 21.12 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

May 1, 2014

File Number

SR-FINRA-2014-016

Rule Type

Notice

Release Number

34-71868

SEC Issue Date

April 4, 2014

Federal Register Publish Date

April 10, 2014

Document Citation

79 FR 19954

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Update Rule Cross-References and Make Non-Substantive Technical Changes to Certain FINRA Rules

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Update Rule Cross-References and Make Non-Substantive Technical Changes to Certain FINRA Rules

Resources

Details