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Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Expiration Date of FINRA Rule 0180 (Application of Rules to Security-Based Swaps)

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: Jan. 10, 2014

Resources

Notice Rule: SEC Issued Version (pdf 40.31 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Feb. 6, 2014

File Number

SR-FINRA-2014-001

Rule Type

Notice

Release Number

34-71287

SEC Issue Date

Jan. 10, 2014

Federal Register Publish Date

Jan. 16, 2014

Document Citation

79 FR 2924

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Expiration Date of FINRA Rule 0180 (Application of Rules to Security-Based Swaps)

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Expiration Date of FINRA Rule 0180 (Application of Rules to Security-Based Swaps)

Resources

Details