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Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Rule 2360 (Options) Position Limits

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: Jan. 2, 2014

Resources

Notice Rule: SEC Issued Version (pdf 60.92 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

Jan. 29, 2014

File Number

SR-FINRA-2013-055

Rule Type

Notice

Release Number

34-71231

SEC Issue Date

Jan. 2, 2014

Federal Register Publish Date

Jan. 8, 2014

Document Citation

79 FR 1402

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Rule 2360 (Options) Position Limits

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Rule 2360 (Options) Position Limits

Resources

Details