Skip to search field Skip to main content

Official websites use .gov
A .gov website belongs to an official government organization in the United States.

Secure .gov websites use HTTPS
A lock () or https:// means you’ve safely connected to the .gov website. Share sensitive information only on official, secure websites.

Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Limited Waiver of the TRACE Professional Real-Time Data Display Fee Pilot

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Public Comments

Submit a Comment on SR-FINRA-2013-040

Last Reviewed or Updated: Sept. 24, 2013

Resources

Notice Rule: SEC Issued Version (pdf 41.87 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

Oct. 21, 2013

File Number

SR-FINRA-2013-040

Rule Type

Notice

Release Number

34-70483

SEC Issue Date

Sept. 24, 2013

Federal Register Publish Date

Sept. 30, 2013

Document Citation

78 FR 60003

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Limited Waiver of the TRACE Professional Real-Time Data Display Fee Pilot

Public Comments

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Limited Waiver of the TRACE Professional Real-Time Data Display Fee Pilot

Public Comments

Resources

Details