Notice Rule

Order Approving Proposed Rule Change To Adopt FINRA Rules 4314 (Securities Loans and Borrowings), 4330 (Customer Protection-Permissible Use of Customers' Securities) and 4340 (Callable Securities) in the Consolidated FINRA Rulebook, as Modified by Partial Amendments No. 1 and No. 2

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Title
Order Approving Proposed Rule Change To Adopt FINRA Rules 4314 (Securities Loans and Borrowings), 4330 (Customer Protection-Permissible Use of Customers' Securities) and 4340 (Callable Securities) in the Consolidated FINRA Rulebook, as Modified by Partial
Release Number
34-70958
SEC Issue Date
Federal Register Publish Date
Document Citation

78 FR 72951

Resources

Order Rule: SEC Issued Version (pdf 55.44 KB)
Order Rule: Federal Register Version
Rel. No. 34-70272

Last Reviewed or Updated: Nov. 27, 2013