Order Rule

Order Approving the Proposed Rule Change Relating to Participation on the Alternative Display Facility

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Title

Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Relating to Participation on the Alternative Display Facility

Release Number

34-70358

SEC Issue Date

Sept. 10, 2013

Federal Register Publish Date

Sept. 16, 2013

Document Citation

78 FR 56967

Resources

Notice Rule: SEC Issued Version (pdf 8.21 KB)

Notice Rule: Federal Register Version

Rel. No. 34-71407

Rel. No. 34-70776

Rel. No. 34-70048

Title

Notice of Filing of a Proposed Rule Change Relating to Participation on the Alternative Display Facility

Release Number

34-70048

SEC Issue Date

July 26, 2013

Federal Register Publish Date

Aug. 1, 2013

Document Citation

78 FR 46652

Resources

Notice Rule: SEC Issued Version (pdf 67.39 KB)

Notice Rule: Federal Register Version

Rel. No. 34-71407

Rel. No. 34-70776

Rel. No. 34-70358

View Received Comments

Title

Order Approving the Proposed Rule Change Relating to Participation on the Alternative Display Facility

Release Number

34-71407

SEC Issue Date

Jan. 27, 2014

Federal Register Publish Date

Jan. 31, 2014

Document Citation

79 FR 5472

Resources

Order Rule: SEC Issued Version (pdf 52.25 KB)

Order Rule: Federal Register Version

Rel. No. 34-70776

Rel. No. 34-70358

Rel. No. 34-70048

Last Reviewed or Updated: Jan. 27, 2014

Resources

Order Rule: SEC Issued Version (pdf 69.88 KB)

Order Rule: Federal Register Version

Rel. No. 34-71407

Rel. No. 34-70358

Rel. No. 34-70048

Details

File Number

SR-FINRA-2013-031

Rule Type

Order

Release Number

34-70776

SEC Issue Date

Oct. 30, 2013

Federal Register Publish Date

Nov. 5, 2013

Document Citation

78 FR 66405

Rules & Regulations

Enforcement & Litigation

Compliance

Order Approving the Proposed Rule Change Relating to Participation on the Alternative Display Facility

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Order Approving the Proposed Rule Change Relating to Participation on the Alternative Display Facility

Notice Rule (34-70358)

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Notice Rule (34-70048)

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Order Rule (34-71407)

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