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Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Revise the Series 55 Examination Program

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Public Comments

Submit a Comment on SR-FINRA-2013-028

Last Reviewed or Updated: July 11, 2013

Resources

Notice Rule: SEC Issued Version (pdf 41.6 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Aug. 6, 2013

File Number

SR-FINRA-2013-028

Rule Type

Notice

Release Number

34-69966

SEC Issue Date

July 11, 2013

Federal Register Publish Date

July 16, 2013

Document Citation

78 FR 42581

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Revise the Series 55 Examination Program

Public Comments

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Revise the Series 55 Examination Program

Public Comments

Resources

Details