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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add the Term Chief Legal Officer to the Definition of General Counsel

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: Dec. 19, 2012

Resources

Notice Rule: SEC Issued Version (pdf 103.71 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Jan. 16, 2013

File Number

SR-FINRA-2012-054

Rule Type

Notice

Release Number

34-68475

SEC Issue Date

Dec. 19, 2012

Federal Register Publish Date

Dec. 26, 2012

Document Citation

77 FR 76129

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add the Term Chief Legal Officer to the Definition of General Counsel

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add the Term Chief Legal Officer to the Definition of General Counsel

Resources

Details