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Notice Rule

Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Amend NASD Rule 2711 and Incorporated NYSE Rule 472 To Conform With the Requirements of the Jumpstart Our Business Startups Act and Related Changes

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: Oct. 11, 2012

Resources

Notice Rule: SEC Issued Version (pdf 60.14 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Nov. 7, 2012

File Number

SR-FINRA-2012-045

Rule Type

Notice

Release Number

34-68037

SEC Issue Date

Oct. 11, 2012

Federal Register Publish Date

Oct. 17, 2012

Document Citation

77 FR 63908

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Amend NASD Rule 2711 and Incorporated NYSE Rule 472 To Conform With the Requirements of the Jumpstart Our Business Startups Act and Related Changes

Resources

Details

More in this Section

Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Amend NASD Rule 2711 and Incorporated NYSE Rule 472 To Conform With the Requirements of the Jumpstart Our Business Startups Act and Related Changes

Resources

Details