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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delete FINRA Rule 7064A (Late Fees)

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: Sept. 18, 2012

Resources

Notice Rule: SEC Issued Version (pdf 43.31 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Oct. 15, 2012

File Number

SR-FINRA-2012-043

Rule Type

Notice

Release Number

34-67880

SEC Issue Date

Sept. 18, 2012

Federal Register Publish Date

Sept. 24, 2012

Document Citation

77 FR 58880

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delete FINRA Rule 7064A (Late Fees)

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delete FINRA Rule 7064A (Late Fees)

Resources

Details