Notice Rule

Order Approving Proposed Rule Change To Amend the Customer and Industry Codes of Arbitration Procedure Relating to Subpoenas and to Arbitrator Authority To Direct the Appearance of Associated Person Witnesses and the Production of Documents Without Subpoenas

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Title
Order Approving Proposed Rule Change To Amend the Customer and Industry Codes of Arbitration Procedure Relating to Subpoenas and to Arbitrator Authority To Direct the Appearance of Associated Person Witnesses and the Production of Documents Without Subpoe
Release Number
34-68404
SEC Issue Date
Federal Register Publish Date
Document Citation

77 FR 74712

Resources

Order Rule: SEC Issued Version (pdf 123.01 KB)
Order Rule: Federal Register Version
Rel. No. 34-67803

Last Reviewed or Updated: Dec. 11, 2012