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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period of Amendments to FINRA Rule 11892 Governing Clearly Erroneous Transactions

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: Aug. 2, 2012

Resources

Notice Rule: SEC Issued Version (pdf 53.27 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Aug. 29, 2012

File Number

SR-FINRA-2012-038

Rule Type

Notice

Release Number

34-67579

SEC Issue Date

Aug. 2, 2012

Federal Register Publish Date

Aug. 8, 2012

Document Citation

77 FR 47467

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period of Amendments to FINRA Rule 11892 Governing Clearly Erroneous Transactions

Resources

Details

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Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period of Amendments to FINRA Rule 11892 Governing Clearly Erroneous Transactions

Resources

Details