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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Implementation Date for Amendments to NASD Rules 1012 and 1017 in SR-FINRA-2012-018

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: July 23, 2012

Resources

Notice Rule: SEC Issued Version (pdf 36.1 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Aug. 17, 2012

File Number

SR-FINRA-2012-036

Rule Type

Notice

Release Number

34-67484

SEC Issue Date

July 23, 2012

Federal Register Publish Date

July 27, 2012

Document Citation

77 FR 44298

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Implementation Date for Amendments to NASD Rules 1012 and 1017 in SR-FINRA-2012-018

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Implementation Date for Amendments to NASD Rules 1012 and 1017 in SR-FINRA-2012-018

Resources

Details