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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend TRACE Reporting Rules Relating to Transfers of TRACE-Eligible Securities To Create or Redeem Instruments Such as ETFs

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: July 12, 2012

Resources

Notice Rule: SEC Issued Version (pdf 39.68 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Aug. 16, 2012

File Number

SR-FINRA-2012-034

Rule Type

Notice

Release Number

34-67427

SEC Issue Date

July 12, 2012

Federal Register Publish Date

July 26, 2012

Document Citation

77 FR 43885

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend TRACE Reporting Rules Relating to Transfers of TRACE-Eligible Securities To Create or Redeem Instruments Such as ETFs

Resources

Details

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Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend TRACE Reporting Rules Relating to Transfers of TRACE-Eligible Securities To Create or Redeem Instruments Such as ETFs

Resources

Details