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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update Rule Cross-References and Make Non-Substantive Technical Changes to Certain FINRA and NASD Rules

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: June 11, 2012

Resources

Notice Rule: SEC Issued Version (pdf 48.29 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

July 6, 2012

File Number

SR-FINRA-2012-027

Rule Type

Notice

Release Number

34-67176

SEC Issue Date

June 11, 2012

Federal Register Publish Date

June 15, 2012

Document Citation

77 FR 36029

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update Rule Cross-References and Make Non-Substantive Technical Changes to Certain FINRA and NASD Rules

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update Rule Cross-References and Make Non-Substantive Technical Changes to Certain FINRA and NASD Rules

Resources

Details