Notice Rule

Orders

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Title

Notice of Filing of Proposed Rule Change Relating to the Handling of Stop and Stop Limit Orders

Release Number

34-67085

SEC Issue Date

May 31, 2012

Federal Register Publish Date

June 6, 2012

Document Citation

77 FR 33537

Resources

Notice Rule: SEC Issued Version (pdf 42.72 KB)

Notice Rule: Federal Register Version

Rel. No. 34-67778

Rel. No. 34-67471

View Received Comments

Title

Order Approving a Proposed Rule Change Relating to the Handling of Stop and Stop Limit Orders

Release Number

34-67778

SEC Issue Date

Sept. 4, 2012

Federal Register Publish Date

Sept. 10, 2012

Document Citation

77 FR 55517

Resources

Order Rule: SEC Issued Version (pdf 62.95 KB)

Order Rule: Federal Register Version

Rel. No. 34-67471

Rel. No. 34-67085

Last Reviewed or Updated: Sept. 4, 2012

Resources

Notice Rule: SEC Issued Version (pdf 27.07 KB)

Notice Rule: Federal Register Version

Rel. No. 34-67778

Rel. No. 34-67085

Details

File Number

SR-FINRA-2012-026

Rule Type

Notice

Release Number

34-67471

SEC Issue Date

July 19, 2012

Federal Register Publish Date

July 25, 2012

Document Citation

77 FR 43620

Rules & Regulations

Enforcement & Litigation

Compliance

Orders

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Notice Rule (34-67085)

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