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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend FINRA Rule 9313 to Conform to FINRA Rule 9136 Regarding the Authority of Counsel to the National Adjudicatory Council

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: March 9, 2012

Resources

Notice Rule: SEC Issued Version (pdf 66.97 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

April 5, 2012

File Number

SR-FINRA-2012-019

Rule Type

Notice

Release Number

34-66562

SEC Issue Date

March 9, 2012

Federal Register Publish Date

March 15, 2012

Document Citation

77 FR 15428

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend FINRA Rule 9313 to Conform to FINRA Rule 9136 Regarding the Authority of Counsel to the National Adjudicatory Council

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend FINRA Rule 9313 to Conform to FINRA Rule 9136 Regarding the Authority of Counsel to the National Adjudicatory Council

Resources

Details